Shield
PrivateLast Round
Series B
Dec 1, 2022
Total Funding Raised
$35M
Momentum
Top 25%
of companies Caplight tracks
Company Overview
Shield is a RegTech company that provides an AI-powered, end-to-end communications compliance and surveillance platform for financial institutions.
Sector
FinTech
Verticals
Compliance & Risk, RegTech, Enterprise Communication, NLP & Conversational AI
Business Model
B2B
Customer Profile
Subscription SaaS
AI Layer
Application
Keywords
Historical Pricing
Historical view of private secondary pricing and transaction trends.
Shield Comparables
Compare Shield with similar companies based on industry and business-model similarity.
| Company | Similarity | Market Cap |
|---|---|---|
| Behavox | 90% | |
| Theta Lake | 86% | |
| SteelEye | 85% | |
Shield Funding Rounds
Historical fundraising activity
| Round | Date | Amount Raised | Valuation | Investors | Sources |
|---|---|---|---|---|---|
| Series B | Dec 1, 2022 | ||||
| Series A | Jan 13, 2022 |
Key People
Founding team and executive leadership
Shield Investors
Notable investors and investment history
| Investor | Rounds |
|---|---|
| UBS Group AG | Series B |
| Credit Suisse Asset Management | Series B |
| Macquarie Group | Series A, Series B |
| UBS Next | Series B |
| Mindset Ventures | Series A, Series B |
| Macquarie Capital | Series A, Series B |
Market signals
Structured signals derived from secondary market and firmographic data.
- May 20, 2026
Named to the Deloitte Technology Fast 500 list.
- Mar 26, 2026
Shield Archive enhanced with new capabilities for financial institutions.
Shield Filings
SEC and related filings with document metadata.
| Typed | Date | Amount Offered | Amount Sold | Filling | Pages | Download |
|---|---|---|---|---|---|---|
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Frequently Asked Questions
Common questions about Shield's valuation, stock price, and market status.