Skip to main content
Caplight Logo









Smartria

Smartria

Private
Knoxville, TennesseeFinTechhttps://smart-ria.com/

Last Round

Strategic

Mar 30, 2023

Total Funding Raised

$3.5M

Momentum

Top 50%

of companies Caplight tracks

Company Overview

Smartria is a fintech company that provides a cloud-based compliance software platform for the wealth management and financial services industries.

Sector

FinTech

Verticals

Compliance & Risk, RegTech, Wealth Management, Workflow Automation

Business Model

B2B

Customer Profile

Subscription SaaS, Services & Consulting

AI Layer

Application

Keywords

compliance management softwareRegTechregistered investment adviserRIAcompliance platformwealth management softwareworkflow automationaudit trailSEC complianceregulatory compliancecompliance automationcompliance techSaaS compliancefinancial operationscompliance assistant

Historical Pricing

Historical view of private secondary pricing and transaction trends.

Unlock Pricing Charts

Sign up to view complete historical pricing and secondary transactions.

Caplight Momentum Score

Proprietary index based on bid/ask volume and sentiment.

View Momentum History

Track how buyer interest and sentiment changes over time.

Smartria Comparables

Compare Smartria with similar companies based on industry and business-model similarity.

Smartria comparables — related companies by embedding similarity
CompanySimilarityMarket Cap
COMPLY
84%
Greenboard
81%
Hadrius
80%

Smartria Funding Rounds

Historical fundraising activity

Data table
RoundDateAmount RaisedValuationInvestorsSources
StrategicMar 30, 2023
StrategicJun 22, 2022
StrategicDec 7, 2021
SeedFeb 24, 2017
SeedFeb 18, 2016

Smartria Investors

Notable investors and investment history

Smartria investors
InvestorRounds
Ritholtz Wealth ManagementStrategic
The Compound Capital Fund I, LPStrategic
MarketCounselStrategic
AngelList AdvisorsStrategic

Market signals

Structured signals derived from secondary market and firmographic data.

  • Mar 5, 2026

    Clayton Webster appointed to new strategic leadership role.

  • Sep 29, 2025

    Added Flywheelsites as a customer

Smartria Filings

SEC and related filings with document metadata.

Data table
TypedDateAmount OfferedAmount SoldFillingPagesDownload
Mock Valuation
Sign Up to view
Mock Valuation
Sign Up to view
Mock Valuation
Sign Up to view
Mock Valuation
Mock Valuation
Sign Up to view
Mock Valuation
Sign Up to view
Mock Valuation
Sign Up to view
Mock Valuation
Mock Valuation
Sign Up to view
Mock Valuation
Sign Up to view
Mock Valuation
Sign Up to view
Mock Valuation
Mock Valuation
Sign Up to view
Mock Valuation
Sign Up to view
Mock Valuation
Sign Up to view
Mock Valuation

Smartria Filings

SEC and related filings with document metadata.

Frequently Asked Questions

Common questions about Smartria's valuation, stock price, and market status.

Firmographic Details

HeadquartersKnoxville, Tennessee
Employee Range15
Year Founded2011
Last FundingMar 30, 2023

Institutional Data Access

Join leading institutional investors using Caplight to access private market data, discover pricing, and execute secondary block trades.

Requires verified institutional or accredited status.

See something wrong or outdated?