UBS Securities LLC

New York City, New Yorkubs.com

Overview

UBS Securities LLC is the investment banking and broker-dealer arm of UBS Group AG in the United States, providing advisory services, research, and access to global capital markets for corporate and institutional clients.

Year Founded

1998

Portfolio Companies

Website

ubs.com

Investments

UBS Securities LLC investments
Company	Date	Stage	Lead
Rocket Software	May 2024	Debt	Co-investor
VIA	Sep 2023	Follow-on Offering	Co-investor
Minerva Surgical	Oct 2021	IPO	Lead
BOSS Zhipin	Jun 2021	IPO	Lead
Thrasio	Jan 2021	Debt	Co-investor

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Sector & Stage Mix

Industry, funding stage, and valuation band breakdowns.

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Investment Activity

Yearly cadence, pace, and funding raised over time.

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2021

2022

2023

2024

2025

2026

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Firmographic Details

HeadquartersNew York City, New York

Year Founded1998

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