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Waterfall Asset Management

Waterfall Asset Management

New York City, New Yorkwaterfallam.com

Overview

Waterfall Asset Management is an SEC-registered alternative investment manager focused on specialty finance opportunities within asset-backed credit, whole loans, private equity, and real assets. The firm utilizes a relative value approach for sourcing and investing in the private and public markets, across 60+ sectors of the asset-based finance arena. Through this multi-sector specialization, Waterfall seeks to provide its clients a compelling risk/return profile which is generally uncorrelated to most traditional investment opportunities.

Year Founded

2005

AUM

$13.1B

Portfolio Companies

26

Investments

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PremFinaJun 2025DebtCo-investor
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FundboxSep 2024DebtLead
AGORA DataSep 2024DebtLead
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Key People

Keerthi Raghavan

Partner

Brian Breakstone

Partner And Chief Financial Officer

Hannah Beth Hausmann

Portfolio Manager

Sector & Stage Mix

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Investment Activity

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Firmographic Details

HeadquartersNew York City, New York
Year Founded2005
AUM$13.1B

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Disclaimer All investments involve risk, including the risk of loss of principal. You should carefully consider your investment objectives, risks, transaction costs and other expenses before deciding to invest in options, swaps or other investments.This does not constitute an offer by Caplight Technologies, Inc. to sell, or a solicitation of an offer to buy, any securities and may not be used or relied upon in connection with any offer or sale of securities. An offer or solicitation can be made only through the delivery of final offering document(s) and purchase agreement(s), and will be subject to the terms and conditions and risks delivered in such documents. Any securities offered are offered through Caplight Markets LLC, member FINRA/SIPC.