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Finalis

Finalis

Private
San Francisco, CaliforniaFinTechhttps://www.finalis.com/

Last Round

Seed

Jul 6, 2022

Total Funding Raised

$10.7M

Momentum

Top 25%

of companies Caplight tracks

Company Overview

Finalis is a financial technology company that provides a comprehensive, AI-powered dealmaking platform and regulatory affiliation services for investment bankers, M&A advisors, and placement agents.

Sector

FinTech

Verticals

Compliance & Risk, RegTech, Investment Platforms, Platform-as-a-Service

Business Model

B2B

Customer Profile

Subscription SaaS, Services & Consulting, Payment Processing Fee

AI Layer

Application

Keywords

broker-dealer servicesregulatory sponsorshipinvestment banking platformRegTechdeal managementcompliance infrastructureindependent investment bankerM&A softwareplatform-as-a-servicePaaSvirtual data roomVDRprivate placementbroker-dealer in a boxAI document review

Historical Pricing

Historical view of private secondary pricing and transaction trends.

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Caplight Momentum Score

Proprietary index based on bid/ask volume and sentiment.

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Track how buyer interest and sentiment changes over time.

Finalis Comparables

Compare Finalis with similar companies based on industry and business-model similarity.

Finalis comparables — related companies by embedding similarity
CompanySimilarityMarket Cap
Stonehaven
83%
Independent Investment Bankers Corp.
82%
GT Securities, Inc.
78%

Finalis Funding Rounds

Historical fundraising activity

Data table
RoundDateAmount RaisedValuationInvestorsSources
SeedJul 6, 2022

Key People

Founding team and executive leadership

Alex Sueldo

Chief Operating Officer General Counsel

Executive Team

Florian Fischetti

Chief Product Officer

Executive Team

Finalis Investors

Notable investors and investment history

Finalis investors
InvestorRounds
ANIMO VenturesSeed
GaingelsSeed
Everywhere VenturesSeed
Chaac VenturesSeed
Tribe CapitalSeed
Ulu VenturesSeed
The FundSeed

Market signals

Structured signals derived from secondary market and firmographic data.

  • May 25, 2026

    Added Monetavista as a customer

  • Jan 3, 2026

    Platform now serves over 600 member firms.

Finalis Filings

SEC and related filings with document metadata.

Data table
TypedDateAmount OfferedAmount SoldFillingPagesDownload
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Finalis Filings

SEC and related filings with document metadata.

Frequently Asked Questions

Common questions about Finalis's valuation, stock price, and market status.

Firmographic Details

HeadquartersSan Francisco, California
Employee Range137
Year Founded2020
Last FundingJul 6, 2022

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